CUSIP No. 62543105 |
Page of Pages |
1 |
NAMES OF REPORTING PERSONS / I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
DOLPHIN LIMITED PARTNERSHIP I, L.P. |
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
(a) x
(b) ¨
|
3 |
SEC USE ONLY
|
|
4 |
SOURCE OF FUNDS*
WC |
|
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
|
¨ |
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH |
7 |
SOLE VOTING POWER
- 0 - |
8 |
SHARED VOTING POWER
185,800 | |
9 |
SOLE DISPOSITIVE POWER
- 0 - | |
10 |
SHARED DISPOSITIVE POWER
185,800 |
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
185,800 |
|
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
|
x |
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.3% |
|
14 |
TYPE OF REPORTING PERSON*
PN |
CUSIP No. 62543105 |
Page of Pages |
1 |
NAMES OF REPORTING PERSONS / I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
DOLPHIN FINANCIAL PARTNERS, L.L.C. |
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
(a) x
(b) ¨
|
3 |
SEC USE ONLY
|
|
4 |
SOURCE OF FUNDS*
WC |
|
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
|
¨ |
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH |
7 |
SOLE VOTING POWER
-0- |
8 |
SHARED VOTING POWER
154,200 | |
9 |
SOLE DISPOSITIVE POWER
-0- | |
10 |
SHARED DISPOSITIVE POWER
154,200 |
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
154,200 |
|
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
|
x |
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.9% |
|
14 |
TYPE OF REPORTING PERSON*
OO |
CUSIP No. 62543105 |
Page of Pages |
1 |
NAMES OF REPORTING PERSONS / I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
DOLPHIN LIMITED PARTNERSHIP III, L.P. |
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
(a) x
(b) ¨
|
3 |
SEC USE ONLY
|
|
4 |
SOURCE OF FUNDS*
WC |
|
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
|
¨ |
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH |
7 |
SOLE VOTING POWER
-0- |
8 |
SHARED VOTING POWER
120,700 | |
9 |
SOLE DISPOSITIVE POWER
-0- | |
10 |
SHARED DISPOSITIVE POWER
120,700 |
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
120,700 |
|
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
|
x |
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.5% |
|
14 |
TYPE OF REPORTING PERSON*
PN |
CUSIP No. 62543105 |
Page of Pages |
1 |
NAMES OF REPORTING PERSONS / I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
DOLPHIN ASSOCIATES, LLC |
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
(a) x
(b) ¨
|
3 |
SEC USE ONLY
|
|
4 |
SOURCE OF FUNDS*
AF |
|
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
|
¨ |
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH |
7 |
SOLE VOTING POWER
- 0 - |
8 |
SHARED VOTING POWER
- 0 - | |
9 |
SOLE DISPOSITIVE POWER
- 0 - | |
10 |
SHARED DISPOSITIVE POWER
- 0 - |
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0- |
|
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
|
x |
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0%* |
|
14 |
TYPE OF REPORTING PERSON*
OO |
CUSIP No. 62543105 |
Page of Pages |
1 |
NAMES OF REPORTING PERSONS / I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
DOLPHIN HOLDINGS CORP. |
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
(a) x
(b) ¨ |
3 |
SEC USE ONLY
|
|
4 |
SOURCE OF FUNDS*
AF |
|
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
|
¨ |
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH |
7 |
SOLE VOTING POWER
- 0 - |
8 |
SHARED VOTING POWER
- 0 - | |
9 |
SOLE DISPOSITIVE POWER
- 0 - | |
10 |
SHARED DISPOSITIVE POWER
- 0 - |
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0- |
|
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
|
x |
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0%* |
|
14 |
TYPE OF REPORTING PERSON*
CO |
CUSIP No. 62543105 |
Page of Pages |
1 |
NAMES OF REPORTING PERSONS / I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
DOLPHIN ASSOCIATES III, LLC |
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
(a) x
(b) ¨
|
3 |
SEC USE ONLY
|
|
4 |
SOURCE OF FUNDS*
AF |
|
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
|
¨
|
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH |
7 |
SOLE VOTING POWER
- 0 - |
8 |
SHARED VOTING POWER
- 0 - | |
9 |
SOLE DISPOSITIVE POWER
- 0 - | |
10 |
SHARED DISPOSITIVE POWER
- 0 - |
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0- |
|
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
|
x
|
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0%* |
|
14 |
TYPE OF REPORTING PERSON*
OO |
CUSIP No. 62543105 |
Page of Pages |
1 |
NAMES OF REPORTING PERSONS / I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
DOLPHIN HOLDINGS CORP. III |
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
(a) x
(b) ¨ |
3 |
SEC USE ONLY
|
|
4 |
SOURCE OF FUNDS*
AF |
|
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
|
¨ |
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH |
7 |
SOLE VOTING POWER
- 0 - |
8 |
SHARED VOTING POWER
- 0 - | |
9 |
SOLE DISPOSITIVE POWER
- 0 - | |
10 |
SHARED DISPOSITIVE POWER
- 0 - |
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 |
|
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
|
x |
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0%* |
|
14 |
TYPE OF REPORTING PERSON*
CO |
CUSIP No. 62543105 |
Page of Pages |
1 |
NAMES OF REPORTING PERSONS / I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
DONALD T. NETTER |
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
(a) x
(b) ¨
|
3 |
SEC USE ONLY
|
|
4 |
SOURCE OF FUNDS*
AF |
|
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
|
¨ |
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
USA |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH |
7 |
SOLE VOTING POWER
460,700 |
8 |
SHARED VOTING POWER
- 0 - | |
9 |
SOLE DISPOSITIVE POWER
460,700 | |
10 |
SHARED DISPOSITIVE POWER
- 0 - |
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
460,700 |
|
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
|
x |
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.7% |
|
14 |
TYPE OF REPORTING PERSON*
IN |
|
(i) |
Dolphin Limited Partnership I, L.P., a Delaware limited partnership (“Dolphin”); |
|
(ii) |
Dolphin Financial Partners, L.L.C., a Delaware limited liability company (“Dolphin Financial Partners”); |
|
(iii) |
Dolphin Limited Partnership III, L.P., a Delaware limited partnership (“Dolphin III”); |
|
(iv) |
Dolphin Associates, LLC, a Delaware limited liability company (“Dolphin Associates”), which serves as the general partner of Dolphin I; |
|
(v) |
Dolphin Holdings Corp., a Delaware corporation (“Dolphin Holdings”), which serves as the managing member of Dolphin Associates; |
|
(vi) |
Dolphin Associates III, LLC, a Delaware limited liability company (“Dolphin Associates III”), which serves as the general partner of Dolphin III; |
|
(vii) |
Dolphin Holdings Corp. III, a Delaware corporation (“Dolphin Holdings III”), which serves as the managing member of Dolphin Associates III; and |
|
(viii) |
Donald T. Netter (“Mr. Netter”), who is Manager of Dolphin Financial Partners and Chief Executive Officer, President and Senior Managing Director of each of Dolphin Holdings and Dolphin Holdings III. By virtue of his positions with Dolphin Financial Partners, Dolphin Holdings and Dolphin Holdings III, Mr. Netter has the sole power to vote and dispose of the shares of Class A Common Stock owned
by Dolphin Financial Partners, Dolphin I and Dolphin III. |
Agreement of joint filing pursuant to Rule 13d-1(f) promulgated under the Securities Exchange Act of 1934, as amended. |
Dated: May 29, 2009 |
DOLPHIN LIMITED PARTNERSHIP I, L.P. | |
By: |
Dolphin Associates, LLC | |
General Partner | ||
By: |
Dolphin Holdings Corp. | |
Managing Member | ||
By: |
/s/ Donald T. Netter | |
Donald T. Netter | ||
Chairman, Chief Executive Officer, President and Senior Managing Director | ||
DOLPHIN LIMITED PARTNERSHIP III, L.P. | ||
By: |
Dolphin Associates III, LLC | |
General Partner | ||
By: |
Dolphin Holdings Corp. III | |
Managing Member | ||
By: |
/s/ Justin A. Orlando | |
Justin A. Orlando | ||
Vice President, Managing Director | ||
DOLPHIN FINANCIAL PARTNERS, L.L.C. | ||
By: |
/s/ Donald T. Netter | |
Donald T. Netter | ||
Manager | ||
DOLPHIN ASSOCIATES, LLC | ||
By: |
Dolphin Holdings Corp. | |
Managing Member | ||
By: |
/s/ Donald T. Netter | |
Donald T. Netter | ||
Chairman, Chief Executive Officer, President and Senior Managing Director | ||
DOLPHIN ASSOCIATES III, LLC | ||
By: |
Dolphin Holdings Corp. III | |
Managing Member | ||
By: |
/s/ Justin A. Orlando | |
Justin A. Orlando | ||
Vice President and Managing Director |
DOLPHIN HOLDINGS CORP. | ||
By: |
/s/ Donald T. Netter | |
Donald T. Netter | ||
Chairman, Chief Executive Officer, President and Senior Managing Director | ||
DOLPHIN HOLDINGS CORP. III | ||
By: |
/s/ Justin A. Orlando | |
Justin A. Orlando | ||
Vice President and Managing Director | ||
/s/ Donald T. Netter | ||
DONALD T. NETTER |
Class of
Security |
Securities
Purchased / (Sold) |
Price ($) |
Date of
Purchase / Sale |
Class A Common Stock |
1,300 |
|
5.0254 |
|
4/06/2009 |
Class A Common Stock |
200 |
|
6.2500 |
|
4/27/2009 |
Class A Common Stock |
500 |
|
6.1700 |
|
4/28/2009 |
Class A Common Stock |
60,000 |
|
5.0000 |
|
5/22/2009 |
Class A Common Stock |
1,000 |
|
6.0170 |
5/28/2009 |
Name and Position |
|
Principal Occupation |
|
Principal Business Address |
Donald T. Netter
Chairman, Chief Executive Officer, President and Senior Managing Director |
|
Chairman, Chief Executive Officer, President and Senior Managing Director of Dolphin Holdings Corp. and Dolphin Holdings Corp. III. Manager of Dolphin Financial Partners, L.L.C. |
|
96 Cummings Point Road
Stamford, Connecticut
06902 |
|
|
|
|
|
Theodore A. DeBlanco
Managing Director and Senior Vice President |
|
Managing Director and Senior Vice President of Dolphin Holdings Corp. |
|
96 Cummings Point Road
Stamford, Connecticut
06902 |
Name and Position |
Principal Occupation |
Principal Business Address | ||
Donald T. Netter
Chief Executive Officer, President and Senior Managing Director |
Chief Executive Officer, President and Senior Managing Director of Dolphin Holdings Corp. and Dolphin Holdings Corp. III. Manager of Dolphin Financial Partners, L.L.C. |
96 Cummings Point Road
Stamford, Connecticut
06902 | ||
|
|
| ||
Justin A. Orlando
Vice President, Managing Director and Secretary |
Vice President, Managing Director and Secretary of Dolphin Holdings Corp. III |
156 West 56th Street
Suite 1203
New York, New York
10019 |
Dated: May 29, 2009 |
DOLPHIN LIMITED PARTNERSHIP I, L.P. | |
By: |
Dolphin Associates, LLC
General Partner | |
By: |
Dolphin Holdings Corp.
Managing Member | |
By: |
/s/ Donald T. Netter | |
Donald T. Netter
Chairman, Chief Executive Officer, President and Senior Managing Director | ||
DOLPHIN LIMITED PARTNERSHIP III, L.P. | ||
By: |
Dolphin Associates III, LLC
General Partner | |
By: |
Dolphin Holdings Corp. III
Managing Member | |
By: |
/s/ Justin A. Orlando | |
Justin A. Orlando
Vice President and Managing Director | ||
DOLPHIN FINANCIAL PARTNERS, L.L.C. | ||
By: |
/s/ Donald T. Netter | |
Donald T. Netter
Manager | ||
DOLPHIN ASSOCIATES, LLC | ||
By: |
Dolphin Holdings Corp.
Managing Member | |
By: |
/s/ Donald T. Netter | |
Donald T. Netter
Chairman, Chief Executive Officer, President and Senior Managing Director |
DOLPHIN ASSOCIATES III, LLC | ||
By: |
Dolphin Holdings Corp. III
Managing Member | |
By: |
/s/ Justin A. Orlando | |
Justin A. Orlando
Vice President and Managing Director | ||
DOLPHIN HOLDINGS CORP. | ||
By: |
/s/ Donald T. Netter | |
Donald T. Netter
Chairman, Chief Executive Officer, President and Senior Managing Director | ||
DOLPHIN HOLDINGS CORP. III | ||
By: |
/s/ Justin A. Orlando | |
Justin A. Orlando
Vice President and Managing Director | ||
/s/ Donald T. Netter | ||
DONALD T. NETTER |