FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
JOHNSON OUTDOORS INC [ JOUT ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 03/10/2004 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common Stock | 03/10/2004 | A | 503 | A | $0 | 1,900,039 | D(1) | |||
Class A Common Stock | 12/05/2003 | G | V | 255 | D | $0 | 32,288 | I | By wife(2) | |
Class A Common Stock | 454,490 | I | As settlor(3) | |||||||
Class A Common Stock | 266,335 | I | As shareholder(4) | |||||||
Class A Common Stock | 100,000 | I | As shareholder(5) | |||||||
Class A Common Stock | 114,464 | I | As trustee(6) | |||||||
Class A Common Stock | 85,602 | I | As trustee(7) | |||||||
Class A Common Stock | 98,000 | I | By S.C. Johnson & Son, Inc.(8) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option (right to buy)(9) | $19.88 | 03/10/2004 | A | 1,950 | 03/10/2005 | 03/10/2014 | Class A Common Stock | 1,950 | $0 | 1,950 | D | ||||
Class B Common Stock | $0.0000(10) | (10) | (10) | Class A Common Stock | 25,000 | 25,000 | I | As settlor(3) | |||||||
Class B Common Stock | $0.0000(10) | (10) | (10) | Class A Common Stock | 106,036 | 106,036 | I | As trustee/ shareholder(4)(7) | |||||||
Class B Common Stock | $0.0000(10) | (10) | (10) | Class A Common Stock | 1,037,330 | 1,037,330 | I | By wife(2)(11) | |||||||
Option (right to buy)(12) | $6.2815 | 02/01/2002 | 02/01/2011 | Class A Common Stock | 3,000 | 3,000 | D | ||||||||
Option (right to buy)(12) | $9.145 | 02/20/2003 | 02/20/2012 | Class A Common Stock | 4,695 | 4,695 | D | ||||||||
Option (right to buy)(12) | $10.36 | 02/20/2004 | 02/20/2013 | Class A Common Stock | 4,150 | 4,150 | D |
Explanation of Responses: |
1. As settlor, trustee and beneficiary of the Samuel C. Johnson 1988 Trust No. One (the "SCJ 1988 Trust"). |
2. Mr. Johnson disclaims beneficial ownership of these shares. |
3. As settlor, trustee and beneficiary of the SCJ 1988 Trust, which indirectly owns the reported shares as controlling shareholder of SCJ Marketing, Inc. |
4. As controlling shareholder of Johnson Trust Company ("JT"), the trustee of certain trusts which directly, or indirectly as shareholders of certain corporations and as general partners of certain limited partnerships, beneficially own the reported shares. Mr. Johnson reports all shares held by certain corporations of which one or more of such trusts may be deemed to be a controlling shareholder. In addition, Mr. Johnson reports all shares held by certain limited partnerships of which one or more of such trusts is a general partner. Due to the nature of such limited partnerships, it is impractical to determine such trusts' proportionate interest (as defined by Rule 16a 1(a)(2)(ii)(B)) in such limited partnerships. Mr. Johnson disclaims beneficial ownership of these shares. |
5. As controlling shareholder of Johnson International, the parent corporation of the trustee of the trust which beneficially owns the reported shares. Mr. Johnson disclaims beneficial ownership of these shares. |
6. As trustee of the Herbert F. Johnson Family Trust which indirectly as a shareholder of a corporation beneficially owns the reported shares. |
7. As trustee of the Herbert F. Johnson Distributing Trust. |
8. The reported shares are indirectly owned by Mr. Johnson through S.C. Johnson & Son, Inc., a corporation indirectly controlled by Mr. Johnson. |
9. Stock option granted pursuant to the Johnson Outdoors Inc. 2003 Non-Employee Director Stock Ownership Plan. |
10. Class B Common Stock is convertible at any time on a one-share-for-one-share basis into Class A Common Stock. |
11. The reported shares are held by the Johnson Outdoors Inc. Class B Common Stock Voting Trust ("Voting Trust"), of which Mrs. Johnson is trustee. Two trusts of which Mr. Johnson is settlor, trustee and/or beneficiary are Voting Trust unit holders. |
12. Stock option granted pursuant to the Johnson Outdoors Inc. 1994 Non-Employee Director Stock Ownership Plan. |
Remarks: |
/s/ Johnson, Samuel C. | 03/12/2004 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |