View:
OMB APPPROVAL
-------------
OMB Number 3235-0145
Expires: October 31, 1994
Estimated average burden
hours per form 14.90
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
JOHNSON WORLDWIDE ASSOCIATES, INC.
(Name of Issuer)
Class A Common Stock, $.05 par value
(Title of Class of Securities)
479254 10 4
(CUSIP Number)
John M. Schroeder, 4041 North Main Street, Racine, Wisconsin 53402 -
(414) 631-2503
(Name, Address and Telephone Number of Person Authorized to Receive
Notices and Communications)
December 30, 1993
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition which is the subject of this Schedule 13D, and is
filing this schedule because of Rule 13d-1(b)(3) or (4), check the
following box / /.
Check the following box if a fee is being paid with the statement / /.
(A fee is not required only if the reporting person: (1) has a previous
statement on file reporting beneficial ownership of more than five percent
of the class of securities described in Item 1; and (2) has filed no
amendment subsequent thereto reporting beneficial ownership of five
percent or less of such class.) (See Rule 13d-7.)
Note: Six copies of this statement, including all exhibits, should be
filed with the Commission. See Rule 13d-1(a) for other parties to whom
copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities
Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of
that Section of the Act but shall be subject to all other provisions of
the Act (however, see the Notes).
CUSIP No. 479254 10 4 Page 2 of _____ Pages
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Raymond F. Farley
###-##-####
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / /
(b) / /
Not Applicable
3 SEC USE ONLY
4 SOURCE OF FUNDS*
Not Applicable
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) / /
Not Applicable
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
7 SOLE VOTING POWER
NUMBER OF
46,058(1)
SHARES
8 SHARED VOTING POWER
BENEFICIALLY
0
OWNED BY
9 SOLE DISPOSITIVE POWER
EACH
46,058(1)
REPORTING
PERSON
10 SHARED DISPOSITIVE POWER
WITH
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
46,058(1)
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* / /
Not Applicable
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.7%
14 TYPE OF REPORTING PERSON*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
(1) Takes into account shares of Class B Common Stock beneficially owned
by the reporting person which are convertible into Class A Common
Stock on a one share-for-one share basis.
Item 1. Security and Issuer
Class A Common Stock, $.05 par value
Johnson Worldwide Associates, Inc.
222 Main Street
Racine, Wisconsin 53403
Item 2. Identity and Background
This statement is being filed by Raymond F. Farley. Certain
information regarding the foregoing person is set forth below.
(a)-(b) Name and Business Address
Raymond F. Farley
4061 North Main Street
Racine, Wisconsin 53404
(c) Principal Occupation and Employment
Retired President, Chief Executive Officer and Chief Operating
Officer of S. C. Johnson & Son, Inc.
Principal Business/Name, Address and Principal Business of
Employer
S. C. Johnson & Son, Inc.
1525 Howe Street
Racine, Wisconsin 53403
Manufacturer of household maintenance and industrial products.
(d)-(e) During the last five years, the reporting person has
not been convicted in a criminal proceeding or been a party to a civil
proceeding of a judicial or administrative body of competent jurisdiction
and as a result of such proceeding was or is subject to a judgment, decree
or final order enjoining future violation of, or prohibiting or mandating
activities subject to federal or state securities laws or finding any
violation with respect to such laws.
(f) Citizenship
United States
Item 3. Source and Amount of Funds or Other Consideration.
Not Applicable. See Item 4.
Item 4. Purpose of Transaction.
The reporting person no longer has voting or investment power
over shares of Class A and Class B Common Stock held by the Samuel C.
Johnson Family Trust ("Family Trust") of which he was a co-trustee until
December 31, 1993. The reporting person has no plans or proposals which
relate to or would result in:
(a) The acquisition by any person of additional securities
of the Issuer, or the disposition of securities of the Issuer;
(b) An extraordinary corporate transaction, such as a
merger, reorganization or liquidation, involving the Issuer or
any of its subsidiaries;
(c) A sale or transfer of a material amount of assets of
the Issuer or any of its subsidiaries;
(d) Any change in the present board of directors or
management of the Issuer, including any plans or proposals to
change the number or term of directors or to fill any existing
vacancies on the board;
(e) Any material change in the present capitalization or
dividend policy of the Issuer;
(f) Any other material change in the Issuer's business or
corporate structure;
(g) Changes in the Issuer's charter, bylaws or instruments
corresponding thereto or other actions which may impede the
acquisition of control of the Issuer by any other person;
(h) Causing a class of securities of the Issuer to be
delisted from a national securities exchange or to cease to be
authorized to be quoted in an inter-dealer quotation system of a
registered national securities association;
(i) A class of equity securities of the Issuer becoming
eligible for termination of registration pursuant to Section
12(g)(4) of the Act; or
(j) Any action similar to any of those enumerated above.
Item 5. Interest in Securities of the Issuer.
(a)-(b) Information concerning the amount and percentage of
shares of Class A common Stock beneficially owned by the reporting person
is set forth below.
Percentage of
Sole Shared Outstanding
Voting and Voting and Aggregate Shares of
Reporting Dispositive Dispositive Beneficial Class A
Person Power Power Ownership Common Stock
Raymond F. 46,058(1) 0 46,058(1) 0.7%(1)
Farley
________________________
(1) Includes shares of Class B Common Stock which are convertible at any
time on a one-for-one basis into shares of Class A Common Stock.
(c) On December 30, 1993, the Samuel C. Johnson Family Trust,
of which Mr. Farley served as a co-trustee, deposited 763,736 shares of
Class B Common Stock into the Johnson Worldwide Associates, Inc. Class B
Common Stock Voting Trust ("Voting Trust") directly and indirectly as the
sole shareholder of a corporation. The Voting Trust holds 1,029,000
shares of Class B Common Stock for the benefit of Samuel C. Johnson and
members of his family. Mr. Farley's term as a co-trustee of the Family
Trust terminated on December 31, 1993. Accordingly, Mr. Farley no longer
has voting or investment power over any of the shares of Class B Common
Stock held in the Voting Trust.
(d) Not applicable.
(e) Mr. Farley ceased to be a beneficial owner of more than 5%
of the Class A Common Stock on December 31, 1993.
Item 6. Contracts, Arrangements, Understandings or Relationships With
Respect to Securities of the Issuer.
Not applicable.
Item 7. Material to be Filed as Exhibits.
Not applicable.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is
true, complete and correct.
Date
January 7, 1994 /s/ Raymond F. Farley
Date Signature
Raymond F. Farley
Name/Title